Join us in our Nation’s Capital where we will tackle the hot compliance issues of the day. Register for IA Watch’s 21st annual IA Compliance: The Full 360° View East conference. You’re guaranteed to hear the latest on regulatory changes and gain best practices sure to strengthen your compliance program. The conference will allow you to:
Get plugged in by hearing directly from key regulators on what’s coming your way
Prepare your shop for OCIE’s evolving exam priorities
Arm yourself with disclosure standards to avoid enforcement troubles
Other highlights include:
- Take-home tips to spot hidden conflicts of interest within your firm
- Tips to ready your firm for heightened scrutiny from regulators on how you handle senior clients
- Gain clarity on where the SEC’s headed with new fiduciary duty rules and disclosures
- Hear peers describe harrowing experiences that tested the bounds of their business continuity plans to the breaking point — so you can stay calm at the worst possible time!
- And much more
Midland is a sponsor for the event. Stop by to learn about investing using your self-directed IRA.
Learn more or attend: https://iawatchconferences.com/dc2019/